Tag Archives: REITS

“Control Person” Claims on Rise as FINRA Membership Declines

In 2005, there were more than 5,100 broker / dealers registered with FINRA.  By the end of 2010, there were less than 4,700 broker / dealers registered with FINRA.  Since 2010, that number has declined even more with some well-known … Continue reading

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REIT’s for Dummies: An Investors Guide to Real Estate Investment Trusts

In the late 1990’s and early 2000’s, broker/dealers and registered representatives throughout the United States were recommending that every investor with a few extra dollars to spare invest the money in private placements. In recent years, many of those investments … Continue reading

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