Monthly Archives: January 2012

The Two Ways that the Duty to Recommend Suitable Investments May Be Breached

When recommending the purchase of a security, NASD Rule 2310 requires that a broker dealer (and its representative) must have reasonable grounds for believing that the recommendation is suitable for the customer on the basis of that investor’s financial situation … Continue reading

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Behringer Harvard Opportunity REIT I’s Slow March to the Grave

Investors in the Behringer Harvard Opportunity REIT I received some unpleasant news to start off the new year.  In early January 2012 investors were informed that the value of the REIT’s shares had declined to $4.12 per share, a 46% … Continue reading

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